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Home Industry Industry Info Public Promoters of Syndication

Public Promoters of Syndication

The Australian Securities And Investments Commission (ASIC) Has Strict Requirements Regarding The Public Syndication Of Racehorses.

Prior to offering individual shares in racehorse syndicates/partnerships, promoters of such must be approved by RWWA and recorded on the Register of Approved Promoters. They must also be the holder of an Australian Financial Services Licence (AFSL) issued by ASIC. The AFSL number must be quoted in all advertisements.

For further information regarding requirements relating to offer/sale of shares in racehorses and syndication, please refer to the RWWA Information Sheet for ‘Public Promotion of Racehorse Ownership’ available below.

NOTICE TO PROSPECTIVE OWNERS “APPROVED PROMOTERS”

The following named persons are the only persons approved by RWWA and licensed by the Australian Securities and Investments Commission (ASIC) to promote ownership shares in horse racing schemes.

Prospective owners should be mindful that any person promoting shares in a racehorse must hold a current Australian Financial Services Licence (AFSL) with the *conditions shown below.

Person Name AFSL No: *Conditions
P V Morley Belhus Racing Stables
Grand Syndicates
226693 1 (a) & (b)
B E Saxild OZ Racing Pty Ltd 269277 1 (b)
WATA TrotSynd Pty Ltd 269076 1 (a) & (b)
D. Connell
(contact – M. Cullen)
Thoroughbred Trainers Service Centre Ltd. 288213 1 (a) & (b)
T. Johnson Stable Connect Pty Ltd 336964 1 (a) & (b)
R J Slade Slade Bloodstock Pty Ltd 226373 1 (a) & (b)

AUSTRALIAN FINANCIAL SERVICES LICENCE *CONDITIONS

This licence authorises the licensee to carry on a financial services business to:
(a) provide financial product advice for the following classes of financial products:
(i) interests in managed investment schemes limited to:
(A) horse racing schemes only; and
(b) deal in a financial product by:
(i) issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
(1) horse racing schemes only;
to retail clients.

FURTHER INFORMATION

  • Australian Securities & Investments Commission
  • Relevant Regulatory Guide 91
Document Name Format Filesize
RWWA Information Sheet for Public Promotion of Racehorse Ownership pdf 295.23 KB
Application for Entry Onto the RWWA Register of Approved Promoters pdf 681.82 KB
Public Syndication RWWA Information Sheet AFS Licence pdf 202.88 KB
Public Syndication Application for Approval of Product Disclosure Statement – Statutory Declaration pdf 404.97 KB
Public Syndication Guidelines of Product for Disclosure Statement pdf 593.33 KB
RWWA Financial Services Guide as at November 2018 pdf 243.05 KB
Public Syndication Example Product Disclosure Statement pdf 466.45 KB

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